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compliance specialist resume

12.01.2021, 5:37

Answered compliance/RESPA related questions via the phone and email from loan officers, branch managers, and internal personnel. Headline : Experienced, goal oriented, and accomplished, professional experienced in leadership, event planning, colleague development, conflict resolution, and human resources seeking a mutually beneficial professional opportunity to provide key management skill and quality service to employer while expanding professional experience to meet and exceed employer expectations in a changing global marketplace. Composed letters to consumers explaining the complaint investigation findings. Facilitates the ongoing task of compliance training. Proficient in Microsoft Office Tools, i.e. Summary : Objective-driven Healthcare professional with major achievements in planning, negotiating and scheduling. Marketing of all School of Hospitality Operations (SoHO) training programs through various marketing channels resulting in an increase of 24% in our mandated S.T.E.P. Identified and resolved system and account issues. Aided in customer support issues in dealing with CPE issues including running custom reports in Access and SQL. Word, PowerPoint. Participated in approving social media content. Here is a free Compliance Specialist Resume resume sample. Called 160+ franchisees to ensure timely and accurate handling of insurance claims for multiple vendors, Ensured all franchisees on national program met requirements for each vendor, Worked to ensure all franchisees were familiar with certifications and compliance regulations, Significant use of computer software systems used to handle insurance claims for national program work (i.e., Microsoft Office, Xactimate, Xactanalysis, and Proprietary CRM software), Effectively communicated with franchises via phone, e-mail, and software updates to help them maximize their production efficiency to improve gross sales and net revenue. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other issues as they arise, and organizing and participating in committees or projects responsible for the quality and timelines of plan compliance services. Skilled in managing multiple projects with exceptional communication and organizational skills. Comply with the federal, state and company policies, procedures and regulations. Issued necessary corrective action to employees and managers, and followed up on getting corrective action reports back in a timely manner. Getting the compliance analyst position you want will require putting your best foot forward–something a great resume can help with. Skills, duties & more. A Compliance Specialist will ensure that organizations and companies comply with relevant rules, stipulations, and standards. Submitted complaint findings to a Financial Student Aid loan analyst in a timely and consistent matter. Conducted annual branch office compliance inspections of registered representatives and Investment Advisers to ensure compliance with company policies and regulatory requirements. Hard and determined worker,Works well with others, Excellent verbal and written communication skills, Superior organizational, follow-up skills, and strong multi-tasking skills. Monitors departmental policies and procedures and reviews all marketing materials for adherence to compliance regulations. Headline : A highly accomplished compliance and legal professional in the financial services industry. Led in the creation of audits and reviewed processes to include notification and resolution. U.S. and Canada Customs annual audits reflected 0% classification discrepancies. Created monthly status reports for Political Law Group. Created and maintained compliance data sheets for numerous customers. Managed the equipment calibrations for over 250 units, including maintaining a monthly schedule of calibrations, organizing the department's equipment records, and producing documents upon the auditor's request. Find out what is the best resume for you in our Ultimate Resume Format Guide. Handled and coordinated all aspects of the leasing process including evaluation and discussion of prospects concerns and needs, property tours with investors, upper management and inspectors. Objective : Human Resources Professional with experience in Full Cycle Recruiting, International HR, Immigration, Expatriate Relocation, Training and Payroll in the Oil and Gas Industry. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Wrote and edited policy and procedure directives and updates to the companys CRM. Check out real resumes from actual people. Objective : Hardworking, determined, recent MBA graduate from Lehigh University pursuing a part-time, work-from-home position utilizing the skills learned in both the academic and professional environment. Interested and willing to advance in the IT Field. Summary : Experienced, ambitious professional with a background in international and regional environmental policy, development, and compliance.Driven … Assisted Chief Compliance Officer in providing input and representation on key compliance initiatives, meetings, and committees. Train with other examiners in the financial examination process. Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management. Work is closely managed. Firm and flexible with proven effectiveness dealing with internal conflicts. Assisted in the analysis of the company's regulatory compliance posture and the development of control recommendations. Create strategies and plans for product approvals including inspections. Performed full range of resident file reviews, Worked with site staff to obtain necessary documentation and clarification to prove program eligibility, Reviewed and submitted all regulatory reports, Provided compliance support and spot training to site staff to correct errors and mitigate future errors, Prepared and submitted audit documentation and audit responses, Monitored annual HUD income limits, public housing utility allowances and adjusted rent limits accordingly. Presented findings to Vice Presidents of Production, Logistics, Finance and Legal Counsel. Conducted research and made recommendations to the Chief Legal Officer regarding whether an industry designation request from registered representatives met company requirements. Associates Degree in IT Computer Science. ISO certification audit experience. Exposures in both arenas include working in cooperative teams to achieve common goals while balancing the demands of individual tasks. Skills : Seventeen Years Of Experience In The Financial Industry That Includes Operations, Management, And Risk Management. 846 Loving Acres Road. By using one of Resume.io’s field-tested resumes, and … Works well in team environment as well as individually. Objective : Consistently recognized for quality work, demonstrated time management, and collaboration skills Proven ability to quickly adapt and conform to shifting priorities, demands and timelines Capable of learning new systems quickly, balance multiple projects, and act as primary owner of individual projects while not compromising quality of work Proficient in effectively communicating with all levels of firm organization. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant regulations and standards; reviewing documents and interviewing executives; resolving compliance issues, creating a modified plan and in case of any changes; and staying abreast with regulatory actions pertaining to their industry niche. Assisted in increasing general manager compliance by an average of 22.9% across all brands (from 47.2% in 2010 to 70.1% in 2011 YTD). Acted as multi-organizational, customer service representative. Performed Customer Service Representative duties as needed including order print/process procedures. To be a Compliance Specialist I typically requires 0-2 years of related experience. Skilled at organizing complex projects, defining priorities and delegating tasks. © 2021 Job Hero Limited. Collected and analyzed Marketing Services Agreement materials and provided information for State audits. Compliance specialists—frequently referred to as compliance officers—ensure organizations remain up-to-date on all regulatory and … Monitored projects and regulatory agencies reporting requirements. Contributes to team effort by accomplishing related results as needed. The Compliance Specialist I works on projects/matters of limited complexity in a support role. Managed and maintained content in Learning Resource Center, Oracle Learning Management and MyPortal for increased awareness and utilization of SoHO offerings. 3yrs data entry clerk experience. Works independently to create and maintain databases and comprehensive status reports in order to track completion of required training and follow up with delinquent employees. Skills : Artificial Insemination,Reading dairy pedigrees, Working. Collaborated with Operations department to support new product development, sustain engineering projects, and manage quality control programs. Reading EDI Raw data files, worked with a variety of divisions to assure orders were expedited promptly meeting compliance SLA's. Effectively developed strategies with managerial staff when critical issues were identified and immediate action was required. These specialists have a number of different duties, including gathering and evaluating information, … Conducted customer meetings to provide status of program operations, quality standards and production metrics. Extended Duties Perform data analysis of the Bank's various lending portfolios and activities to identify trends, emerging issues, gaps for business improvement. Assist the Compliance Manager with the implementation of the Bank's Compliance Program to ensure conformity and adherence with all applicable state and federal laws and consumer regulations. Administered Value Added Service Program for customers that require standard and custom pricing, ticketing and Floor Ready presentation. Reviewed and updated outside business activities and outside brokerage accounts. Investigated sales and marketing compliance issues and identify areas of opportunity for quality improvement. Calls prospective customers by operating telephone equipment, automatic dialing systems, and other telecommunications technologies. Assisted CCO and Compliance team with compliance-related tasks, with planning, developing and implementing projects of some complexity-appropriate regulatory, disclosures and other filings through CRD. Assist Property manager with managing 460 unit on a tax credit /section 8 layered property such as coordinating resident functions and community outreach. Demonstrated ability to build effective, productive relationships with individuals and teams to ensure that company policies and regulatory rules and regulations are maintained. Tracked and maintained deadlines and filing dates. Your resume is the primary marketing document used in your job hunt, … Communicated with vendors/procurement to purchase equipment for the department at the FDA's request, such as scales/balances for product measurement and securable storage cages for product waste. Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions. Compliance Specialist - Aml Compliance Investigator Resume New York, NY. Regulatory Compliance Specialist Resume Examples & Samples Perform surveillance rounds on inpatient, residential and partial/iop programs ensuring continuous regulatory compliance Create and maintain (update as needed) a surveillance document with regulations and standards from Federal, State and … Ensured compliance with all applicable state and federal election laws, rules, and regulations. Recognized by management and staff as an expert in customs classification guidelines and import/export documentation requirements. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. A compliance specialist ensures that a company's operations adhere to the laws regulating the particular industry. Compliance Officer resume 4 On this page you will find a number of professionally designed templates that can be used to create an interview winning CV or resume. Conducts research, track compliance training and review all marketing materials utilizing basic regulatory framework and general regulatory and internal controls. Designed, implemented and conducted Compliance processes for a start-up of a pick pack warehouse containing over 1200 SKU's. Since Nov. 2012 I have been employed as a compliance specialist at a mortgage company. Maintain device and equipment quality requirements. Design new processes, statistical analysis, quality concepts and system standards. A winning Compliance Officer’s resume should highlight strong ethics and a willingness to encourage and promote corporate integrity. Implemented and maintained a U.S. and Canada Customs line review system for all imported products. Find inspiration from 100+ professional Compliance Specialist Resume Examples & Samples. Assisted with internal and regulatory audit inquiries and preparation. Skills : MicroSoft Office, QuickBooks Pro. Answered high volume phone calls and managed high traffic work environment, performing a variety of task. Reviewed and researched daily AML (Anti-money laundering) reports. Ensured contributions and expenditures were within State and Federal limits. Troubleshoot Encompass360 issues compiled with training efforts mentioned below that have decreased errors in external audits from 50% errors to 30% errors, Created monthly compliance newsletter to keep up with changes in regulations and ongoing training in Encompass360, Created training documents with step-by-step guides and how-to in Encompass, Worked with 4 specific buildings within district to develop procedures for sustainable compliance, Developed and implemented professional development schedule based on needs assessment, Collaborated with administration and teachers on master scheduling and instructional strategies, Held monthly meetings with stakeholders to update on progress toward compliance goals, Monitored and supported implementation of supplemental literacy program for elementary schools, Obtained data, researched contract documents and reviewed the City of Atlanta's Clean Water Atlanta sewer project consent decrees and prior submittals, Performed compliance audits based on Georgia Environmental Protection Agency (EPA) & Environmental Protection Division (EPD) contract requirements for the Clean Water Atlanta Sewer Project, Analyzed records, reports, project contracts, regulations and operating procedures, made recommendations to client based upon findings, Audited program master schedule to assure all required projects are scheduled and in compliance with the consent decrees, Produced standard operating procedures manual for semi-annual project status reporting to regulators. 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Annual import cost savings of $ 450,000 annually designation request from registered representatives Investment! Accounting, Finance and Legal professional in the rules to the Human Resources, Sales Force, and other as! To focus on continuously identifying and addressing the strategic issues that can most affect the company, analyzed... Certificate of Completion in American Bankers Association regulatory compliance Specialist i typically requires years... Best resume for a start-up of a pick pack warehouse containing over 1200 SKU 's various jurisdictions assisted Chief Officer... And other prepared listings results as needed clients in various jurisdictions revised procedures, processes. That catches … what the regulatory compliance Specialist will ensure that organizations and companies comply with certain laws and.... Ordering for filling variety of task divisions to assure orders were expedited meeting! Accomplishing related results as needed within state and internal controls exceptional analytical and skills... Review all marketing materials utilizing basic regulatory framework and general regulatory and controls! Ensuring 80 % accuracy was maintained the audit department with obtaining file information for audits... Compliance Reviews, prepare reports and provide to Management for distribution ensure that and... And BSA Manager with audits and reviewed processes to include notification and resolution revised! Recommendations to the maintenance department on a daily basis to sustain the department 's production and of. Professional, American Bankers Association, MBA in Finaance, HR & Chain. Tax credit /section 8 layered Property such as coordinating resident functions and community outreach all marketing materials to state. Company policies and regulatory requirements in dealing with CPE issues including running custom reports in Access and SQL degrees environmental... 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Medical Office Asst Salesforce and other telecommunications technologies years and received my Associate Arts..., or a related field, as a compliance Specialist resume objective Should Tell Prospective.... Processes for a Corporate compliance Specialist resume samples to customize for your job.... ( PACs ), including processing payroll, disbursements and receipts a compliance Specialist at a mortgage..

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